Sales & Trading*

RED’s full service Sales & Trading Desk, a registered broker/dealer, sells directly to institutional accounts, thus providing you with the best available price and execution. Our dedicated professionals are involved on a daily basis in the underwriting, distribution, remarketing and trading of both rated and high yield securities.

RED Capital Markets, LLC (Member FINRA/SIPC), a subsidiary of RED Capital Group, clears all securities through Pershing and, at any given time, our portfolio includes:

  • Ginnie Mae or Fannie Mae Multifamily Project Loan Mortgage–Backed Securities
  • Tax–Exempt and Taxable Weekly Variable-Rate Demand Note (VRDN) Floaters
  • Municipal Securities

Regulatory Disclosures

Financial Statements

If you would like to receive a hard copy of the most recent Statement of Financial Condition by mail, please send your request to:

Red Capital Markets, LLC
10 West Broad Street, 8th Floor
Columbus, Ohio 43215

Safety and Security

Securities Investor Protection Corporation (SIPC)

Red Capital Markets, LLC is a member of the Securities Investor Protection Corporation (SIPC). Information about SIPC, including an explanatory brochure, is available at or by calling (202) 371-8300.

Member FINRA

Red Capital Markets, LLC is a member of the Financial Industry Regulatory Authority (FINRA). You may obtain information about FINRA as well as access FINRA's BrokerCheck® program by visiting the FINRA website or contacting them at 800-289-9999.

FINRA BrokerCheck® is a free tool to help investors check the professional background of current and former FINRA-registered securities firms and brokers.

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