px:

CORPORATE HEADQUARTERS | 10 West Broad Street, 8th Floor | Columbus, OH 43215 | 1.800.837.5100

SALES & TRADING*

RED’s full service Sales & Trading* Desk, a registered broker/dealer, sells directly to institutional accounts, thus providing you with the best available price and execution. Our dedicated professionals are involved on a daily basis in the underwriting, distribution, remarketing and trading of both rated and high yield securities.

RED Capital Markets, LLC (Member FINRA/SIPC), a subsidiary of RED Capital Group, clears all securities through Pershing and, at any given time, our portfolio includes: Ginnie Mae or Fannie Mae Multifamily Project Loan Mortgage–Backed Securities, Tax–Exempt and Taxable Weekly Variable-Rate Demand Note (VRDN) Floaters, and Municipal Securities.

REGULATORY DISCLOSURES

Financial Statements

RED Capital Markets, LLC Unaudited Sep 30, 2016 Statement of Financial Condition
RED Capital Markets, LLC Audited March 31, 2017 Statement of Financial Condition

If you would like to receive a hard copy of the most recent Statement of Financial Condition by mail, please send your request to: RED Capital Markets, LLC
10 West Broad Street, 8th Floor
Columbus, Ohio 43215

Safety and Security

Privacy Policy
Customer Disclosure on Business Continuity Planning

Securities Investor Protection Corporation (SIPC)

RED Capital Markets, LLC is a member of the Securities Investor Protection Corporation (SIPC). Information about SIPC, including an explanatory brochure, is available at www.sipc.org or by calling (202) 371-8300.

Member FINRA

RED Capital Markets, LLC is a member of the Financial Industry Regulatory Authority (FINRA). You may obtain information about FINRA as well as access FINRA‘s BrokerCheck® program by visiting the FINRA website or contacting them at 800-289-9999.

FINRA BrokerCheck® is a free tool to help investors check the professional background of current and former FINRA registered securities firms and brokers.

RED Capital Group is a wholly owned subsidiary of ORIX USA Corp.