SALES & TRADING*
RED’s full service Sales & Trading* Desk, a registered broker/dealer, sells directly to institutional accounts, thus providing you with the best available price and execution. Our dedicated professionals are involved on a daily basis in the underwriting, distribution, remarketing and trading of both rated and high yield securities.
RED Capital Markets, LLC (Member FINRA/SIPC), a subsidiary of RED Capital Group, clears all securities through Pershing and, at any given time, our portfolio includes: Ginnie Mae or Fannie Mae Multifamily Project Loan Mortgage–Backed Securities, Tax–Exempt and Taxable Weekly Variable-Rate Demand Note (VRDN) Floaters, and Municipal Securities.
If you would like to receive a hard copy of the most recent Statement of Financial Condition by mail, please send your request to: RED Capital Markets, LLC
10 West Broad Street, 8th Floor
Columbus, Ohio 43215
Safety and Security
Securities Investor Protection Corporation (SIPC)
RED Capital Markets, LLC is a member of the Securities Investor Protection Corporation (SIPC). Information about SIPC, including an explanatory brochure, is available at www.sipc.org or by calling (202) 371-8300.
RED Capital Markets, LLC is a member of the Financial Industry Regulatory Authority (FINRA). You may obtain information about FINRA as well as access FINRA‘s BrokerCheck® program by visiting the FINRA website or contacting them at 800-289-9999.