Sales & Trading
Red’s seasoned team of sales and trading professionals work in concert with institutional and accredited investors to identify investments for their portfolio needs. Formed in 1990, the Sales & Trading desk of Red Capital Markets, LLC (MEMBER FINRA/ SIPC) is involved on a daily basis in the underwriting, distribution, remarketing and trading of securities.
Red’s boutique feel and client service oriented culture are particularly valued by clients during periods of market turbulence and economic uncertainty. Further, with direct access to our team of traders, clients have access to Red’s inventory and other securities.
Red Capital Markets, LLC clears all securities through Pershing, LLC. At any given time, our inventory can include:
Ginnie or Fannie Mae Multifamily Project Loan Mortgage-backed Securities
Tax-Exempt & Taxable Weekly “VRDN” Floaters
Red’s Sales & Trading desk is highly experienced, knowledgeable and relationship-driven. We operate by two basic tenets: “Do the right thing,” and “We don’t succeed until the client succeeds.”
Red Capital Markets, LLC Audited Statement of Financial Condition - March 30, 2013
Red Capital Markets, LLC Unaudited Statement of Financial Condition - Sept. 30, 2013
If you would like to receive a hard copy of the most recent Statement of Financial Condition by mail, please send your request to:
Red Capital Markets, LLC
Two Miranova Place, 12th Floor
Columbus, Ohio 43215
Safety and Security
Securities Investor Protection Corporation (SIPC)
Red Capital Markets, LLC is a member of the Securities Investor Protection Corporation (SIPC). Information about SIPC, including an explanatory brochure, is available at www.sipc.org or by calling 202-371-8300.